GAMP 5Risk-based validation approach

GAMP 5 software — validated your way, with less effort.

Choosing GAMP 5 software is really choosing a supplier and a platform that make risk-based validation easier. Swat iQua Suite follows a GAMP 5 risk-based validation approach: a configurable product with built-in Part 11 controls, a CSA requirement and traceability register, and our team alongside your CSV lead.

  • Configurable product — not custom code
  • CSA register with requirement traceability
  • Controlled change and periodic review
  • Validation support from our team
Swat iQua Suite dashboard with quality cards and due panels

The guide

What GAMP 5 says — the second edition in brief.

GAMP 5, A Risk-Based Approach to Compliant GxP Computerized Systems, is published by ISPE. The second edition, released in 2022, keeps the framework of the original and updates it for modern software, cloud services and critical thinking.

GAMP 5 is industry guidance, not a regulation. Regulators do not require it by name, but they recognise it widely as good practice for meeting computerised-system requirements such as 21 CFR Part 11 and EU GMP Annex 11. Its central idea is that validation effort should be proportionate to the risk a system poses to patient safety, product quality and data integrity — and should lean on what the supplier already does well.

Key concepts

  • Product and process understanding — knowing what the system does in your process is the basis for every risk decision.
  • A life cycle approach within your quality management system — concept, project, operation and retirement.
  • Scalable life cycle activities — the depth of specification, testing and documentation scales with risk, complexity and novelty.
  • Science-based quality risk management — focus effort on functions that affect patient safety, product quality and data integrity.
  • Leveraging supplier involvement — use the supplier’s documentation, testing and expertise rather than repeating them.

GAMP software categories

GAMP 5 groups software into categories to guide the validation approach: Category 1 for infrastructure software, Category 3 for standard products used as supplied, Category 4 for configured products, and Category 5 for custom applications. The second edition stresses that categories are a starting point for risk-based thinking, not a substitute for it. A configurable platform like Swat iQua Suite is typically treated as a configured product, with your own assessment deciding how each function is handled.

Critical thinking and CSA

The second edition places critical thinking at the heart of validation and aligns with the Computer Software Assurance (CSA) approach promoted by the FDA: concentrate assurance activities on high-risk functions, use unscripted and exploratory testing where it fits, and avoid documentation that adds no value. Originally written for medical device production and quality system software, CSA principles are widely applied in pharma.

Concept → support

How Swat iQua Suite supports a GAMP 5 approach.

  • Requirement traceability

    The CSA register holds approved requirements with a traceability matrix from URS through risk assessment and testing to execution and defects.

    • Coverage report shows verified requirements and gaps
    • Approval: e-sign, approver ≠ owner
    Validation support
  • Risk-based focus

    Requirements carry low, medium or high risk levels, so testing effort can be concentrated where patient safety, product quality and data integrity are at stake.

  • Configured, not customised

    Sites, roles, workflows, signature levels and masters are configured. Masters are versioned with segregation of duties, so configuration itself is controlled.

  • Built-in Part 11 controls

    Audit trail, e-signatures, access control, segregation of duties and trusted time are platform-wide — tested once as platform behaviour, inherited by every module.

    Part 11 controls
  • Operation phase controls

    Change Control with effectiveness review, periodic audit trail review, logged permission changes and configuration changes flagged for review.

    Change control
  • Supplier involvement

    Our team supports your validation: requirements traceability, evidence of the Part 11 controls and experience from 10+ years of pharma software.

    Implementation

From kick-off to go-live

How we work with your CSV team.

Typical go-live is 1–3 months, depending on the modules and sites in scope.

  1. 01

    Discover

    We map your processes, forms and SOPs — the basis of your user requirements and risk assessment.

  2. 02

    Configure

    Sites, departments, roles, workflows and master data set up for you, under control.

  3. 03

    Support your validation

    Requirements traceability in the CSA register, evidence of the Part 11 controls and our team alongside your QA.

  4. 04

    Train & go live

    User training and hands-on support through go-live.

  5. 05

    Support

    Ongoing support and updates as regulations change — assessed through your change control.

Shared responsibility

The validated state belongs to you.

GAMP 5 is clear that the regulated company is accountable for the validated state of its systems. A supplier can make validation easier; it cannot validate on your behalf.

  • Intended use and user requirements — defined by your process owners, for your processes.
  • Risk assessment and validation strategy — your decisions on scope, depth and approach, documented in your validation plan.
  • Supplier assessment — evaluating SwatTech ERP as a supplier and agreeing responsibilities in writing.
  • Testing and release for use — executing and approving the testing your strategy calls for, and releasing the system for GMP use.
  • Operation — change control, periodic review, incident handling, backup verification and, eventually, retirement.

We never describe Swat iQua Suite as “GAMP 5 validated”. It follows a GAMP 5 risk-based validation approach, and supports the validation your organisation performs.

FAQ

Frequently asked questions

Can’t find your answer? Talk to our team — we reply within one business day.

Is Swat iQua Suite GAMP 5 validated?

No software is “GAMP 5 validated” on its own — GAMP 5 is guidance for how the regulated company validates its systems. Swat iQua Suite follows a GAMP 5 risk-based validation approach and supports your validation with requirements traceability and evidence of its controls.

Which GAMP category is Swat iQua Suite?

It is a configurable product, so it is typically treated as a configured product (Category 4) for its configured functions. Your own risk assessment decides the approach for each function.

Do you provide validation documents?

We support your validation: the CSA register holds approved requirements with traceability to tests and a coverage report, we provide evidence of the Part 11 controls, and our team works alongside your QA and CSV leads. Your validation plan, testing and release remain your organisation’s.

How are software updates handled once we are validated?

Updates are assessed through your change control. Change Control in Swat iQua Suite records the change with four-person segregation of duties and effectiveness review, and your risk assessment decides the regression testing needed.

Does a cloud-hosted system change the GAMP 5 approach?

The principles are the same, with extra attention to the supplier and hosting arrangements. Swat iQua Suite is cloud-hosted with encrypted connections, scheduled backups, automatic log archiving and your data stored in your chosen region.

Ready to see Swat iQua Suite in action?

Book a free, personalised demo and see how Swat iQua Suite takes your plants, labs and quality teams from paper to inspection-ready.

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